High Net Worth Clients

Southern Cross Equities Limited has assembled a group of seasoned advisers who are dedicated to providing dynamic client-focused advice, trade execution and account management for professional high net worth clients. We understand that our clients demand and expect that their financial affairs be treated with the upmost confidentiality and respect and this is what we deliver.

We offer our services through a team of committed professional advisers who assist our clients in identifying wealth creation opportunities and maximising their portfolio returns. Our advisers and their background and qualifications are detailed below.

Southern Cross Equities offers its high net worth clients a combination of services which are available depending on our client's circumstances. These services include:

Trade Execution and Advice of equity and derivatives
Portfolio Reporting and Management
CHESS Sponsorship and Nominee services

With our focus on the wholesale markets, we are adaptive and responsive to market conditions and tailor our activities to meet the need of market professionals.

Having built a superior trading and processing platform by utilising the latest technology platform Southern Cross Equities is able to provide our clients with immediate market access into the ASX's cash and derivative markets. We also provide our clients with electronic trade confirmations and electronic settlement of transactions. Our network architecture has been designed to make our client's commercial life easy and allow our clients to converge on the important parts of the value chain.

We offer our clients a portfolio management service. Clients can elect to monitor their portfolios by utilising our online portfolio reporting service, via a secure web portal. Our advisors will provide you with a unique login and password to facilitate your access.

In addition to portfolio monitoring, we offer clients individually managed accounts. This service is designed for the professional who does not have the time, expertise or desire to actively manage their share portfolio on a day-to-day basis but would prefer to leave this task to our specialist advisors. Clients who elect an individually managed account receive regular updates and notifications on their portfolio's performance. Clients can also monitor their individually managed accounts by logging into our online portfolio reporting service. Each individually managed account operates on a fully segregated basis and no pooling with other clients occurs.

Southern Cross Equities is a participant of ASX settlements and we can sponsor our client’s CHESS holdings. Through our sponsorship we can allow clients to avoid some of the non-essential portfolio administration tasks. For our clients that seek to shield their public holdings we offer a nominee service.

For clients with foreign exchange needs, we can also arrange for an introduction to Bell FX. Southern Cross Equities and Bell FX are both part of the Bell Financial Group. For more information about Bell FX speak to your Southern Cross Equities adviser.

To find our more about our services contact our High Net Worth team on +61 2 9231 0880

Portfolio Login

Our Corporate Executives

Adam Stratton

Adam Stratton, Executive Director, has 20 years of equity market experience in a range of areas, including management roles in trading, hedge fund sales and high net worth broking. Adam has had extensive exposure to stockbroking through his various roles with a number of major international stockbroking firms. Adam is responsible for Southern Cross Equities high net worth division.

David Keogh

David Keogh, Director of Private Clients, David has 15 years of stockmarket experience through being located in Kalgoorlie and Sydney. David has held a number of senior positions and now focuses on his passion of private client dealing.

Tim Potts

Tim Potts, Director of Institutional Dealing & Private Clients, Timothy has over 7 years experience in the stockbroking industry, and has been involved in a number of roles including research, arbitrage and institutional dealing. Tim holds a number of tertiary qualifications including an MBA.